The application of artificial intelligence in financial compliance management

R Al-Shabandar, G Lightbody, F Browne, J Liu… - Proceedings of the …, 2019 - dl.acm.org
The global financial crisis of 2008 has led to the increased scrutiny of governance and
conduct of financial services firms. A key component of monitoring conduct within this area is …

Artificial intelligence for regulatory compliance: Are we there yet?

T Butler, L O'Brien - Journal of Financial Compliance, 2019 - ingentaconnect.com
The world's first digital computer, Electronic Numerical Integrator and Computer (ENIAC),
would have turned 73 this year. Since ENIAC's birth in 1946, we have used computers to …

Artificial Intelligence in Finance: Possibilities and Threats

OT Eluwole, S Akande - 2022 IEEE International Conference …, 2022 - ieeexplore.ieee.org
Artificial intelligence (AI) alongside one of its main subsets, machine learning (ML), is no
longer a sheer propaganda, it has nearly become a household name, though the use of the …

[PDF][PDF] Artificial Intelligence And Machine Learning In Regulatory Compliance And Supervision

V Thoutam - JASC: Journal of Applied Science and Computations - academia.edu
Artificial intelligence (AI) and machine learning are being rapidly adopted for a range of
applications in the financial services industry. As such, it is important to begin considering …

Growing importance of machine learning in compliance and regulatory reporting

D Dey - European Journal of Multidisciplinary Studies, 2017 - revistia.com
Machine Learning is unquestionably one of the most exciting technology fields in the world
today. The pace of discovery is almost unimaginably fast, and it seems each day we learn of …

Revolutionizing regulatory reporting through AI/ML: Approaches for enhanced compliance and efficiency

H Padmanaban - Journal of Artificial Intelligence General science …, 2024 - ojs.boulibrary.com
Abstract ISSN: 3006-4023 (Online), Vol. 2, Issue 1Journal of Artificial Intelligence General
Science (JAIGS) journal homepage: https://ojs. boulibrary. com/index. php …

Streamlining regulatory reporting in US banking: A deep dive into AI/ML solutions

S Prakash, S Venkatasubbu, BK Konidena - Journal of Knowledge …, 2022 - jklst.org
This paper presents an in-depth examination of the application of Artificial Intelligence (AI)
and Machine Learning (ML) solutions to streamline regulatory reporting processes within the …

Basic structure on artificial intelligence: A revolution in risk management and compliance

P Bedi, SB Goyal, J Kumar - 2020 3rd International Conference …, 2020 - ieeexplore.ieee.org
This paper discusses how risk assessment is changed through artificial intelligence (AI)
solutions. The key AI strategies of benefit to risk management are first given a non-technical …

Machine learning: a revolution in risk management and compliance?

B Van Liebergen - Journal of Financial Transformation, 2017 - ideas.repec.org
Financial institutions (FIs) are increasingly looking to deploy machine learning approaches
to manage and mine regulatory reporting data and unstructured information. This article …

From Data to Compliance: The Role of AI/ML in Optimizing Regulatory Reporting Processes

R Tillu, M Muthusubramanian, V Periyasamy - Journal of Knowledge …, 2023 - jklst.org
This paper explores the integration of artificial intelligence and machine learning (AI/ML)
technologies in optimizing regulatory reporting processes. It examines how AI/ML algorithms …