[图书][B] Principles of contemporary corporate governance

JJ Du Plessis, A Hargovan, J Harris - 2018 - books.google.com
Now in its fourth edition, Principles of Contemporary Corporate Governance offers
comprehensive coverage of the key topics and emerging themes in private sector corporate …

Realising the public potential of corporate law: twenty years of civil penalty enforcement in Australia

M Welsh - Federal Law Review, 2014 - journals.sagepub.com
Traditionally corporate law has been viewed as having characteristics that are commonly
associated with private law. Largely this view developed as a result of the “law and …

Civil penalties and responsive regulation: the gap between theory and practice

M Welsh - Melbourne University Law Review, 2009 - search.informit.org
[In theory it is possible to map the civil penalty provisions contained in Corporations Act
2001 (Cth) part 9.4 B on to an enforcement pyramid in a manner envisaged by responsive …

A harder nut to crack-Responsive regulation in the financial services sector

DK Smith - UBCL Rev., 2011 - HeinOnline
An important test of the value of a theory is the extent of its application. This paper argues
that responsive regulation has been particularly successful in regulatory contexts where …

The policy and practice of enforcement of directors' duties by statutory agencies in Australia: An empirical analysis

J Hedges, H Bird, G Gilligan, A Godwin… - … University Law Review, 2017 - search.informit.org
The enactment of the civil penalty regime in 1993 introduced a new approach to the
enforcement of directors' duties by statutory agencies in Australia. The policy considerations …

[图书][B] Public and private enforcement of securities laws: the regulator and the class action in Australia's continuous disclosure regime

M Legg - 2022 - books.google.com
This book undertakes unique case studies, including interviews with participants, as well as
empirical analysis, of public and private enforcement of Australian securities laws …

James Hardie and the problems of the Australian civil penalties regime

V Comino - University of New South Wales Law Journal, The, 2014 - search.informit.org
In May 2012, the civil penalty proceedings that Australia's' company law watchdog'-the
Australian Securities and Investments Commission ('ASIC')-had brought in the James Hardie …

ASIC enforcement patterns

H Bird, I Ramsay, D Chow, J Lenne - Public Law Research Paper, 2004 - papers.ssrn.com
This paper reports the findings of the first detailed empirical survey of court-based
enforcement activities by the regulator of Australian corporate and financial services law, the …

[PDF][PDF] The General Deterrence Effects of Enforceable Undertakings on Financial Services and Credit Providers

D Nehme, J Anderson, O Dixon, D Kingsford-Smith - 2018 - download.asic.gov.au
Following the Australian National Audit Office's report on the Administration of Enforceable
Undertakings, 1 the research team was engaged by the Australian Securities and …

The use of infringement notices by ASIC for alleged continuous disclosure contraventions: Trends and analysis

A Desai, I Ramsay - U of Melbourne Legal Studies Research Paper, 2011 - papers.ssrn.com
Abstract The Australian Securities and Investments Commission (ASIC) has several
enforcement options available to it where a company breaches its continuous disclosure …