This paper discusses the design of the legal and regulatory framework for using artificial
intelligence (AI) in the financial services markets to enhance access to finance (financial …

Purpose This paper aims to discuss key concerns surrounding the recent implementation of
the Markets in Financial Instruments Directive (MIFID II). It focuses on the UK regime. The …

This Article offers a novel perspective on the implications of increasingly autonomous and"
black box" algorithms, within the ramification of algorithmic trading, for the integrity of capital …

An important part of the criticism raised against the adoption of advanced contract
automation relates to the inflexibility of automated contracts. Drawing on rational choice …

Purpose The purpose of this paper is to examine the effectiveness of two regulatory
initiatives in developing awareness of conduct risk associated with algorithmic and direct …

In the ever-evolving landscape of financial markets, algo trading has emerged as a powerful
force, revolutionizing the way investors execute trades. With the speed and precision of …

Purpose The purpose of this paper is to examine the effectiveness of UK investment firms'
implementation of the requirements in Commission Delegated Regulation 2017/589 (more …

The value sensitive design (VSD) approach to designing emerging technologies for human
values is taken as the object of study in this chapter. VSD has traditionally been …

During the last 20 years, the financial sector has undergone an unprecedented
transformation due to new regulations and the implementation of several technological …

Purpose The purpose of this paper is to scrutinise the effectiveness of four derivative
exchanges' enforcement efforts since 2007. These exchanges include the Commodity …