DB Kharisma, A Hunaifa - Journal of Financial Crime, 2023 - emerald.com
Purpose The purpose of this paper is two-fold: to analyze the legal issues on disgorgement and disgorgement funds in Indonesia, the USA and the UK and to construct the ideal law …
Corporate compliance is at an inflection point,'putting pressure on companies to ensure their compliance programs more than ever before.'On January 17, 2023, the Department of …
D Rosenfeld - U. Pa. J. Bus. L., 2019 - HeinOnline
Civil penalties have become an increasingly important part of the Securities and Exchange Commission's (SEC) enforcement program. The SEC now routinely obtains large civil …
Consumers, investors, workers, homeowners, tenants, and others have received substantial amounts of money as a result of civil public enforcement actions for decades. The Securities …
In June 2017, in Kokesh v. SEC,'the Supreme Court decided a seemingly uncontroversial technical question: whether disgorgement in SEC enforcement actions is a penalty and thus …
The Securities & Exchange Commission (" SEC") was established to protect investors and the integrity of our capital markets. To further its protectionary role, the SEC can bring civil …
JL Schroeder - Am. U. Bus. L. Rev., 2022 - HeinOnline
In two recent cases, the US Supreme Court substantially diminished the Securities and Exchange Commission's (" SEC") ability to deprive persons who violate the federal …
Discussions of the President's motive are commonplace in public discourse and public law scholarship. But the President's motive is usually mentioned in passing, as an issue of moral …