In December 2015, JPMorgan Chase paid $307 million to the US government because it failed to inform its clients about its conflicts of interest. 1 In particular, JPMorgan did not tell …
INTRODUCTION In March of 2018, the news broke that British firm Cambridge Analytica had improperly obtained the private information of 87 million Facebook users-and that Facebook …
BP Edwards - Wash. & Lee L. Rev., 2020 - HeinOnline
Investors, industry firms, and regulators all rely on vital public records to assess risk and evaluate securities industry personnel. Despite the information's importance, an arbitration …
E Santoso, G Lie - Syntax Idea, 2024 - jurnal.syntax-idea.co.id
Industrial growth in Indonesia creates challenges for consumers when companies go bankrupt, which often hampers the process of returning consumer rights. Legal protection …
This essay unpacks the regulatory comment letter process and how to incorporate it into the law school curriculum. Participating in live rulemaking offers unique opportunities for …
Customer complaints about stockbrokers (brokers), misconduct findings, and other information have long been public record. The public disclosures for Gregory Brian …
T SHARES, S Geis - Information for Authors - HeinOnline
After you buy a share of stock, what happens next? How does the resulting settlement and transfer of your new ownership certificate take place? For most corporate law scholars, these …
Abstract Professor Benjamin Edwards joins his colleague, Professor Nicole Iannarone, in this essay, unpacking the regulatory comment letter process and how to incorporate it into …